Compliance management services in London, UK
If you are looking for a company that offers compliance management services in the UK, you have come to the right place. Contact us with your queries.
Roles of a compliance manager
The FSA places a high degree of reliance on senior management responsibility, so expects the management to take on board and address the issues the compliance manager identifies in his reports. The compliance manager will be responsible for ensuring that the company and its personnel comply with all relevant rules, regulations and codes of practice laid down by the FSA and other regulatory authorities.
At Belinos Consulting we specialise in assisting and managing the oversight of the overall system of internal controls. This can cover all areas of business operations. However, it fundamentally includes:
Compliance and regulatory matters
Belinos Consulting maintain a comprehensive knowledge of FSA requirements and quality corporate governance, applying this expertise in:
Treating staff fairly
Treating Customers Fairly
To prepare a monthly report for the board of directors to include: